Filing Details
- Accession Number:
- 0001140361-15-015111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-10 17:14:06
- Reporting Period:
- 2015-04-09
- Filing Date:
- 2015-04-10
- Accepted Time:
- 2015-04-10 17:14:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 58592 | 4Licensing Corp | FOUR | Patent Owners & Lessors (6794) | 132691380 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492831 | Wade Massad | C/O 4Licensing Corporation 767 Third Avenue, 17Th Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-09 | 1,500 | $0.26 | 38,700 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2015-04-09 | 1,500 | $0.70 | 37,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonstatutory Stock Option (right to buy) | Disposition | 2015-04-09 | 1,500 | $0.00 | 1,500 | $0.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 185,311 | 2023-02-27 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 617,100 | Indirect | See Footnote |
Footnotes
- Represents 617,100 shares held and or managed by Cleveland Capital Management L.L.C. ("Cleveland Capital"). The Reporting Person is a managing director in Cleveland Capital and may have a pecuniary interest in the shares. The Reporting Person disclaims beneficial ownership of any shares of common stock in which he does not have a pecuniary interest.
- The option vested in three equal installments on February 27, 2013, 2014 and 2015.
Billionaire Hedge Funds
