Filing Details

Accession Number:
0001209191-15-033271
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-08 20:49:23
Reporting Period:
2015-04-06
Filing Date:
2015-04-08
Accepted Time:
2015-04-08 20:49:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1161315 Yodlee Inc YDLE Services-Prepackaged Software (7372) 330843318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1610379 Joseph Polverari C/O Yodlee, Inc.
3600 Bridge Parkway, Suite 200
Redwood City CA 94065
Chief Strategy & Dev Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-06 51,618 $3.30 77,534 No 4 M Direct
Common Stock Disposition 2015-04-06 2,148 $12.52 75,386 No 4 S Direct
Common Stock Disposition 2015-04-06 4,392 $12.52 70,994 No 4 S Direct
Common Stock Disposition 2015-04-06 31,618 $12.51 39,376 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchaseCommon Stock Disposition 2015-04-06 20,000 $0.00 20,000 $3.30
Common Stock Option to purchaseCommon Stock Disposition 2015-04-06 31,618 $0.00 31,618 $3.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-10-22 2015-10-01 No 4 M Direct
18,382 2008-02-01 2016-09-19 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2014.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.26 to $12.89, inclusive. The reporting person undertakes to provide Yodlee, Inc. any security holder of Yodlee, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.25 to $12.89, inclusive. The reporting person undertakes to provide Yodlee, Inc. any security holder of Yodlee, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.25 to $12.90, inclusive. The reporting person undertakes to provide Yodlee, Inc. any security holder of Yodlee, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. 100% of the shares subject to the option are fully vested and exercisable as of the date hereof.