Filing Details

Accession Number:
0001019687-15-001355
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-08 16:13:08
Reporting Period:
2015-04-06
Filing Date:
2015-04-08
Accepted Time:
2015-04-08 16:13:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158114 Applied Optoelectronics Inc. AAOI Semiconductors & Related Devices (3674) 760533927
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587600 (Joshua) Shu-Hua Yeh C/O Applied Optoelectronics, Inc.
13115 Jess Pirtle Blvd.
Sugar Land TX 77478
*** See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Disposition 2015-04-06 7,000 $13.39 72,741 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Sales were effected pursuant to a Rule 10b5-1 trading plan dated March 6, 2015.
  2. The shares were sold in multiple transactions on April 6, 2015 at an actual sale price ranging from $13.29 to $13.50 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.