Filing Details

Accession Number:
0000950138-15-000293
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-03 15:50:11
Reporting Period:
2015-04-02
Filing Date:
2015-04-03
Accepted Time:
2015-04-03 15:50:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113809 Build A Bear Workshop Inc BBW Retail-Hobby, Toy & Game Shops (5945) 431883836
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1306307 Tina Klocke C/O Build-A-Bear Workshop, Inc.
1954 Innerbelt Business Center Dr.
St. Louis MO 63114
Chief Oper. Bear No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-02 3,845 $6.21 160,959 No 4 M Direct
Common Stock Disposition 2015-04-02 3,845 $20.25 157,114 No 4 S Direct
Common Stock Acquisiton 2015-04-02 4,714 $9.43 161,828 No 4 M Direct
Common Stock Disposition 2015-04-02 4,714 $20.25 157,114 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-04-02 3,845 $0.00 3,845 $6.21
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-04-02 4,714 $0.00 4,714 $9.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-03-22 No 4 M Direct
9,428 2024-03-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100 Indirect Trust - Son James
Common Stock 100 Indirect Trust - Son Michael
Common Stock 300 Indirect Spouse
Footnotes
  1. Shares sold as part of cashless exercises of employee stock options.
  2. After giving effect to the transactions reported in this Form 4, Ms. Klocke directly owns 136,615 shares of common stock and 20,499 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Klocke holds unvested options to purchase 9,428 shares of Build-A-Bear Workshop, Inc.'s common stock. In addition, Ms. Klocke indirectly beneficially owns 200 shares through trusts for the benefit of two sons and 300 shares through her spouse.
  3. Under the terms of the grant, the options vested in four equal annual installments beginning on March 22, 2012, which was the first anniverary of the date of the grant.
  4. Under the terms of the grant, the options vested in three equal annual installments beginning March 18, 2015, which was the first anniversary of the date of the grant.