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Filing Details

Accession Number:
0001206774-15-001130
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-03 11:56:30
Reporting Period:
2015-04-02
Filing Date:
2015-04-03
Accepted Time:
2015-04-03 11:56:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880562 Daegis Inc. DAEG Services-Prepackaged Software (7372) 942710559
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1448484 K Susan Conner 600 E. Las Colinas Blvd
1500
Dallas TX 75039
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-01 56 $0.66 50,056 No 4 P Direct
Common Stock Acquisiton 2015-04-01 700 $0.67 50,756 No 4 P Direct
Common Stock Acquisiton 2015-04-01 1,549 $0.67 52,305 No 4 P Direct
Common Stock Acquisiton 2015-04-01 2,251 $0.68 54,556 No 4 P Direct
Common Stock Acquisiton 2015-04-01 3,148 $0.70 57,704 No 4 P Direct
Common Stock Acquisiton 2015-04-02 200 $0.69 57,904 No 4 P Direct
Common Stock Acquisiton 2015-04-02 106 $0.70 58,010 No 4 P Direct
Common Stock Acquisiton 2015-04-02 65 $0.74 58,075 No 4 P Direct
Common Stock Acquisiton 2015-04-02 300 $0.75 58,375 No 4 P Direct
Common Stock Acquisiton 2015-04-02 5,935 $0.75 64,310 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 50,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $1.10 2023-05-29 150,000 150,000 Direct
Common Stock Stock Option $1.28 2024-05-28 81,922 231,922 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-05-29 150,000 150,000 Direct
2024-05-28 81,922 231,922 Direct
Footnotes
  1. Option granted 05/29/13 pursuant to the 2001 Stock Option Plan with 25% vesting on 05/29/2014 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis, Inc. Option is exercisable to the extent vested.
  2. Option granted 05/28/14 pursuant to the 2001 Stock Option Plan with 25% vesting on 05/28/2015 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis, Inc. Option is exercisable to the extent vested.