Filing Details

Accession Number:
0000908834-15-000190
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-02 18:39:16
Reporting Period:
2013-11-18
Filing Date:
2015-04-02
Accepted Time:
2015-04-02 18:39:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487730 Spectrum Brands Holdings Inc. SPB Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 272166630
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231601 Terry Polistina C/O Spectrum Brands Holdings, Inc.
3001 Deming Way
Middleton WI 53562
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-18 10,649 $65.01 17,220 No 4 S Direct
Common Stock Acquisiton 2014-04-01 329 $0.00 17,549 No 4 A Direct
Common Stock Acquisiton 2014-07-01 305 $0.00 17,854 No 4 A Direct
Common Stock Acquisiton 2015-04-01 149 $0.00 18,003 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
No 4 A Direct
No 4 A Direct
Footnotes
  1. Includes balance of 1,450 restricted stock units that were awarded to Mr. Polistina on October 1, 2014 under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer; 290 shares are scheduled to vest on July 1, 2015, and 1,160 shares are scheduled to vest on October 1, 2015 if Mr. Polistina is a director of the Issuer on such dates.
  2. The shares were received pursuant to Mr. Polistina's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors.
  3. Reporting Person was awarded 149 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2015 if Reporting Person is a director of the Issuer on such date.