Filing Details

Accession Number:
0001127602-15-012974
Form Type:
5
Zero Holdings:
No
Publication Time:
2015-03-31 18:17:50
Reporting Period:
2014-12-31
Filing Date:
2015-03-31
Accepted Time:
2015-03-31 18:17:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1568669 Pennymac Financial Services Inc. PFSI Mortgage Bankers & Loan Correspondents (6162) 800882793
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1592168 Ann Emily Youssouf C/O Pennymac Financial Services, Inc.
6101 Condor Drive
Moorpark CA 93021
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2014-11-14 435 $15.60 7,674 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The common shares of beneficial interest were sold pursuant to a 10b5-1 plan in order to pay estimated tax obligations resulting from the vesting of 872 restricted share units on November 11, 2014.
  2. The reported amount consists of 7,237 restricted stock units and 437 common shares of beneficial interest. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.