Filing Details

Accession Number:
0001209191-15-030279
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-30 20:03:03
Reporting Period:
2015-03-26
Filing Date:
2015-03-30
Accepted Time:
2015-03-30 20:03:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579157 Vince Holding Corp. VNCE Retail-Apparel & Accessory Stores (5600) 753264870
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391476 Sun Capital Partners V Lp C/O Sun Capital Partners, Inc.
5200 Town Circle Center, Suite 600
Boca Raton FL 33486
No No Yes No
1456479 Sun Capital Advisors V, L.p. 5200 Town Circle Center
Suite 600
Boca Raton FL 33486
No No Yes No
1456482 Sun Capital Partners V, Ltd. 5200 Town Circle Center
Suite 600
Boca Raton FL 33486
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2015-03-26 25,000 $17.02 15,252,672 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Acquisiton 2015-03-27 50,000 $17.06 15,302,672 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Acquisiton 2015-03-30 25,000 $17.20 15,327,672 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Footnotes
  1. Represents common stock owned of record by SK Financial Services, LLC ("SK Financial"), which is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). The Form 4 for SCSF Offshore and SCSF LP is filed separately. Sun Capital Partners V, Ltd. is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V.
  2. 15,037,793 of the reported shares are owned of record by Sun Cardinal, LLC ("Sun Cardinal"). SCP V owns all of the ownership interests in Sun Cardinal. The remaining reported shares are owned of record by SK Financial. As a result and for the reasons described in footnote 1 above each of SCP V, Sun Capital Partners V, Ltd. and Sun Capital Advisors V, L.P. (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal and SK Financial. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.