Filing Details
- Accession Number:
- 0001225208-15-008784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-30 16:53:51
- Reporting Period:
- 2015-03-26
- Filing Date:
- 2015-03-30
- Accepted Time:
- 2015-03-30 16:53:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547341 | Clearbridge Energy Mlp Total Return Fund Inc. | CTR | () | 454960969 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 225602 | Massachusetts Mutual Life Insurance Co | 1295 State Street Springfield MA 01111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Mrp Shares | Acquisiton | 2015-03-26 | 240 | $100,000.00 | 240 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series B Senior Secured Notes | 14,500,000 | Direct | |
| Series C Senior Secured Notes | 28,050,000 | Direct | |
| Series B Senior Secured Notes | 1,700,000 | Indirect | By C.M. Life Insurance Company |
| Series C Senior Secured Notes | 3,450,000 | Indirect | By C.M. Life Insurance Company |
| Series B Senior Secured Notes | 1,800,000 | Indirect | By MassMutual Asia Limited |
| Series C Senior Secured Notes | 3,500,000 | Indirect | By MassMutual Asia Limited |
Footnotes
- C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.
- MassMutual Asia Limited is an indirect wholly-owned subsidiary of the Reporting Person.
Billionaire Hedge Funds
