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Filing Details

Accession Number:
0001104659-15-023556
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-27 21:09:10
Reporting Period:
2015-03-25
Filing Date:
2015-03-27
Accepted Time:
2015-03-27 21:09:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414035 Yves Sisteron 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-25 1,000 $55.18 83,694 No 4 S Indirect By Rodeo Alpine LLC
Common Stock Disposition 2015-03-25 1,000 $55.18 65,897 No 4 S Indirect By Shadow Hill LLC
Common Stock Disposition 2015-03-25 1,902 $55.18 20,930 No 4 S Indirect By The Sisteron Family Trust
Common Stock Disposition 2015-03-26 9,500 $54.87 74,194 No 4 S Indirect By Rodeo Alpine LLC
Common Stock Disposition 2015-03-26 9,500 $54.87 56,397 No 4 S Indirect By Shadow Hill LLC
Common Stock Disposition 2015-03-26 20,930 $54.87 0 No 4 S Indirect By The Sisteron Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Rodeo Alpine LLC
No 4 S Indirect By Shadow Hill LLC
No 4 S Indirect By The Sisteron Family Trust
No 4 S Indirect By Rodeo Alpine LLC
No 4 S Indirect By Shadow Hill LLC
No 4 S Indirect By The Sisteron Family Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Director Stock Option (Right to Buy) $12.55 2012-02-28 2021-02-28 2,990 2,990 Direct
Common Stock Director Stock Option (Right to Buy) $12.45 2013-02-28 2022-02-28 6,495 6 Direct
Common Stock Director Stock Option (Right to Buy) $15.34 2014-02-28 2023-02-28 8,837 8,837 Direct
Common Stock Director Stock Option (Right to Buy) $41.84 2015-02-28 2024-02-28 4,183 4,183 Direct
Common Stock Director Stock Option (Right to Buy) $55.29 2016-02-28 2025-02-28 2,913 2,913 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-28 2,990 2,990 Direct
2022-02-28 6,495 6 Direct
2023-02-28 8,837 8,837 Direct
2024-02-28 4,183 4,183 Direct
2025-02-28 2,913 2,913 Direct
Footnotes
  1. Total includes 15,000 Common Stock transferred from the reporting person's direct ownership to the reporting person's indirect ownership by trust on September 18, 2012 and also includes the corrected amount reflected in the Form 4 amendment filed as of the date hereof to the Form 4 dated March 4, 2014 and filed on March 6, 2014.
  2. Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.