Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-03-26 17:43:58
Reporting Period:
Filing Date:
Accepted Time:
2015-03-26 16:43:58
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1487428 Horizon Technology Finance Corp HRZN () 272114934
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503884 B. Christopher Woodward 312 Farmington Avenue
Farmington CT US 06032
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-26 1,000 $13.67 3,109 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,343 Indirect By Trust
  1. Shares beneficially owned by the Reporting Person through the Christopher Woodward TTEE Susan Woodward TTEE of the Woodward Family Trust UAD 11/15/1990.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.665 to $13.679, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.