Filing Details
- Accession Number:
- 0001127602-15-012614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-26 13:27:03
- Reporting Period:
- 2015-03-24
- Filing Date:
- 2015-03-26
- Accepted Time:
- 2015-03-26 13:27:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305014 | Ashland Inc. | ASH | Wholesale-Chemicals & Allied Products (5160) | 200865835 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1434786 | M Luis Fernandez-Moreno | 8145 Blazer Drive Wilmington DE 19808 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-03-24 | 1,300 | $128.00 | 40,651 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-24 | 4,305 | $127.41 | 44,956 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-24 | 4,320 | $127.41 | 49,276 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-24 | 3,025 | $127.41 | 46,251 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-03-24 | 3,032 | $127.41 | 43,219 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-03-25 | 2,568 | $127.27 | 40,651 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2015-03-24 | 4,305 | $0.00 | 4,305 | $69.15 |
| Common Stock | Stock Appreciation Right | Disposition | 2015-03-24 | 4,320 | $0.00 | 4,320 | $69.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,195 | 2013-11-26 | 2022-12-26 | No | 4 | M | Direct |
| 2,875 | 2013-11-26 | 2022-12-26 | No | 4 | M | Direct |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2015.
- Includes 38,080 shares of unvested Restricted Stock.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 5 below.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 6 below.
- Stock Appreciation Right granted pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
- Stock Appreciation Right granted pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
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