Filing Details

Accession Number:
0001245557-15-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-25 19:12:12
Reporting Period:
2015-03-20
Filing Date:
2015-03-25
Accepted Time:
2015-03-25 19:12:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
102426 Boulder Growth & Income Fund BIF () 132729672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245557 I Richard Barr 2344 Spruce Street
Suite A
Boulder CO 80302
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-20 18,777 $0.00 27,879 No 4 P Direct
Common Stock Acquisiton 2015-03-20 22,505 $0.00 50,384 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Received in exchange for 6,016 shares of Boulder Total Return Fund, Inc. (BTF) common stock and 20,244 shares of First Opportunity Fund, Inc. (FOFI) common stock pursuant to an Agreement and Plan of Reorganization between the Issuer, the foregoing funds and an affiliated fund (the Merger).
  2. On March 20, 2015, the effective date of the Merger, Shares of BTF were exchanged for shares of Issuer at a conversion rate of 3.121182 Shares of Issuers common stock (net asset value $10.73 per share) for each share of BTFs common stock (net asset value $33.50 per share).
  3. On March 20, 2015, the effective date of the Merger, Shares of FOFI were exchanged for shares of Issuer at a conversion rate of 1.111719 Shares of Issuers common stock (net asset value $10.73 per share) for each share of FOFIs common stock (net asset value $11.93 per share).