Filing Details

Accession Number:
0001099343-15-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-24 19:50:46
Reporting Period:
2015-03-20
Filing Date:
2015-03-24
Accepted Time:
2015-03-24 19:50:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
102426 Boulder Growth & Income Fund BIF () 132729672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246903 R Stewart Horejsi 200 South Santa Fe
Salina KS 67401
No No Yes No
1246908 O Ellen Cooper 200 South Santa Fe
Salina KS 67401
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-20 26,011 $0.00 60,590 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Received in exchange for 8,334 shares of Boulder Total Return Fund, Inc. (BTF) common stock, pursuant to an Agreement and Plan of Reorganization between the Issuer, BTF and affiliated funds (the "Merger"). On March 20, 2015, the effective date of the Merger, Shares of Issuer were exchanged for shares of BTF at a conversion rate of 3.121182 Shares of Issuer's common stock (net asset value $10.73 per share) for each share of BTF's common stock (net asset value $33.50 per share).
  2. Ellen Cooper is the spouse of Stewart R. Horejsi. Trusts, persons and entities affiliated with the Stewart R. Horejsi and the reporting person, including Evergreen Atlantic, LLC, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart West Indies Trust, Stewart R. Horejsi Trust No. 2 and the Susan L. Ciciora Trust, will own an aggregate of 45,444,848 Shares of the Issuer after the reorganization of the Issuer on March 20, 2015.