Filing Details
- Accession Number:
- 0001246908-15-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-24 18:32:20
- Reporting Period:
- 2015-03-20
- Filing Date:
- 2015-03-24
- Accepted Time:
- 2015-03-24 18:32:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 895422 | Boulder Total Return Fund Inc | BTF | () | 954405635 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1246903 | R Stewart Horejsi | 200 South Santa Fe Salina KS 67401 | No | No | Yes | No | |
| 1246908 | O Ellen Cooper | 200 South Santa Fe Salina KS 67401 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-03-20 | 8,334 | $0.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Disposed of on March 20, 2015 pursuant to an Agreement and Plan of Reorganization between the Issuer and Boulder Growth & Income Fund, Inc. (BIF) and two affiliated funds in exchange for BIF common stock at a conversion rate of 3.121182 shares of BIF common stock (net asset value $10.73 per share) for each share of Issuers common stock (net asset value $33.50 per share).
- Ellen O. Cooper is the spouse of Stewart R. Horejsi. Trusts, persons and entities affiliated with Stewart R. Horejsi, including the Ernest Horejsi Trust, Stewart West Indies Trust, Lola Brown Trust No. 1B, Susan L. Ciciora Trust and Evergreen Atlantic LLC, owned an aggregate of 5,215,262 Shares of the Issuer prior to the reorganization of the Issuer on March 20, 2015.
Billionaire Hedge Funds
