Filing Details

Accession Number:
0001247995-15-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-24 16:57:01
Reporting Period:
2015-03-20
Filing Date:
2015-03-24
Accepted Time:
2015-03-24 16:57:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895422 Boulder Total Return Fund Inc BTF () 954405635
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246903 R Stewart Horejsi 200 South Santa Fe
Salina KS 67401
No No Yes No
1247995 Evergreen Atlantic Llc 2344 Spruce Street
Suite A
Boulder CO 80302
No No Yes No
1247997 Trust Indies West Stewart 2344 Spruce Street
Suite A
Boulder CO 80302
No No Yes No
1247999 Trust Ciciora L Susan 1029 West 3Rd Avenue, Suite 400
Anchorage AK 99503
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-20 343,749 $0.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Disposed of on March 20, 2015 pursuant to an Agreement and Plan of Reorganization between the Issuer and Boulder Growth & Income Fund, Inc. (BIF) and two affiliated funds in exchange for BIF common stock at a conversion rate of 3.121182 shares of BIF common stock (net asset value $10.73 per share) for each share of Issuers common stock (net asset value $33.50 per share).
  2. The manager of Evergreen Atlantic LLC ("Evergreen Atlantic") is Stewart R. Horejsi. The members of Evergreen Atlantic are the Susan L. Ciciora Trust and the Stewart West Indies Trust. Mr. Horejsi may be deemed to control Evergreen Atlantic and may be deemed to possess indirect beneficial ownership of the Shares held by Evergreen Atlantic.
  3. Trusts, persons and entities affiliated with Evergreen Atlantic, including the Lola Brown Trust No. 1B, the Ernest Horejsi Trust No. 1B, the Stewart West Indies Trust and the Susan L. Ciciora Trust, owned an aggregate of 5,215,262 Shares of the Issuer prior to the reorganization of the Issuer on March 20, 2015.