Home > Insider Trading > Filing (0001140361-15-013033)

Filing Details

Accession Number:: 0001140361-15-013033
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-03-24 14:40:12
Reporting Period:: 2015-03-20

Filing Date:: 2015-03-24
Accepted Time:: 2015-03-24 14:40:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1566897	Diamond Resorts International Inc.	DRII	Hotels & Motels (7011)	461750895

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1283072	Guggenheim Capital Llc	227 West Monroe Suite 4900 Chicago IL 60606	No	No	Yes	No
1425498	Guggenheim Partners, Llc	227 West Monroe Suite 4900 Chicago IL 60606	No	No	Yes	No
1425852	Guggenheim Partners Investment Management, Llc	100 Wilshire Boulevard, &Amp;Nbsp5Th Floor Santa Monica CA 90401	No	No	Yes	No
1581086	Guggenheim Partners Investment Management Holdings, Llc	330 Madison Avenue New York NY 10017	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	Disposition	2015-03-20	202,869	$0.00	9,448,697	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnotes

Footnotes

The shares of common stock, par value $0.01 per share, ("Common Stock") were sold pursuant to the underwriter's exercise of its option to purchase additional shares of Common Stock from selling stockholders, at a price per share of $32.99, to cover over-allotments in an underwritten public offering. The shares were sold to the public in the offering at a price of $33.75 per share.
These shares of Common Stock are held directly by DRP Holdco, LLC. These shares of Common Stock may be deemed to be beneficially owned by the following, each of whom is a Reporting Person: Guggenheim Partners Investment Management, LLC ("GPIM"), which, via its relationship with the managing members of DRP Holdco, LLC, whose unanimous consent is required for decisions regarding assets held by DRP Holdco, LLC and who have granted full investment discretion and voting authority to GPIM over their units in DRP Holdco, LLC, exercises complete voting and dispositive power over the shares of Common Stock held by DRP Holdco, LLC; Guggenheim Partners Investment Management Holdings, LLC ("GPIMH"), as the majority owner of GPIM; Guggenheim Partners, LLC, as the majority indirect owner of GPIMH; and Guggenheim Capital, LLC, as the sole owner of Guggenheim Partners, LLC.
Each of the reporting persons disclaims beneficial ownership of the shares of Common Stock held by members of such group, except to the extent of such reporting person's pecuniary interest therein, and this statement shall not be construed as an admission that such reporting person is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose.