Filing Details

Accession Number:
0001144204-15-017978
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-24 13:42:07
Reporting Period:
2015-03-23
Filing Date:
2015-03-24
Accepted Time:
2015-03-24 13:42:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578620 Alcentra Capital Corp ABDC () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604612 J Paul Echausse C/O Alcentra Capital Corp., 200 Park Ave
7Th Fl
New York NY 10166
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-23 1,000 $14.13 61,340 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 58,039.96 shares previously held through BNY Mellon Alcentra Mezzanine III, L.P. which were distributed to the reporting person on December 31, 2014 and are now owned directly.