Filing Details
- Accession Number:
- 0000029534-15-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-23 17:58:27
- Reporting Period:
- 2015-03-19
- Filing Date:
- 2015-03-23
- Accepted Time:
- 2015-03-23 17:58:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29534 | Dollar General Corp | DG | Retail-Variety Stores (5331) | 610502302 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209831 | W Richard Dreiling | 100 Mission Ridge Goodlettsville TN 37072 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-19 | 11,653 | $8.00 | 285,442 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-19 | 5,611 | $74.91 | 279,831 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-03-19 | 100,000 | $29.38 | 379,831 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-19 | 64,718 | $74.91 | 315,113 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-03-19 | 114,114 | $45.25 | 429,227 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-19 | 75,602 | $48.11 | 504,829 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-19 | 40,455 | $57.91 | 545,284 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-19 | 274,260 | $75.00 | 271,024 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-20 | 57,056 | $45.25 | 328,080 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-20 | 193,664 | $76.02 | 134,416 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-20 | 5,493 | $75.78 | 128,923 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-19 | 11,653 | $0.00 | 11,653 | $8.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-19 | 100,000 | $0.00 | 100,000 | $29.38 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-19 | 114,114 | $0.00 | 114,114 | $45.25 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-19 | 75,602 | $0.00 | 75,602 | $48.11 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-19 | 40,455 | $0.00 | 40,455 | $57.91 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-20 | 57,056 | $0.00 | 57,056 | $45.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-07-06 | 2017-07-06 | No | 4 | M | Direct |
| 0 | 2011-04-23 | 2020-04-23 | No | 4 | M | Direct |
| 114,112 | 2022-03-20 | No | 4 | M | Direct | |
| 75,602 | 2023-03-18 | No | 4 | M | Direct | |
| 121,362 | 2015-03-18 | 2024-03-18 | No | 4 | M | Direct |
| 57,056 | 2015-03-20 | 2022-03-20 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.87 to $75.15, inclusive. The reporting person undertakes to provide to Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.89 to $76.16, inclusive. The reporting person undertakes to provide to Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of performance share units granted on March 20, 2012.
- The options exercised vested as to 57,058 shares on March 20, 2013 and as to 57,056 shares on March 20, 2014.
- The number of securities reported in the third row of Column 9 represents unvested options that are subject to time-vesting criteria which are scheduled to vest evenly on March 20, 2015 and March 20, 2016.
- The options exercised vested as to 37,801 shares on March 18, 2014 and as to 37,801 shares on March 18, 2015.
- The number of securities reported in the fourth row of Column 9 represents unvested options that are subject to time-vesting criteria which are scheduled to vest evenly on March 18, 2016 and March 18, 2017.
- The number of securities reported in the fifth row of Column 9 represents unvested options that are subject to time-vesting criteria which are scheduled to vest evenly on March 18, 2016, March 18, 2017, and March 18, 2018.
- The number of securities reported in the sixth row of Column 9 represents unvested options that are subject to time-vesting criteria which are scheduled to vest on March 20, 2016.
Billionaire Hedge Funds
