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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-03-20 18:42:56
Reporting Period:
Filing Date:
Accepted Time:
2015-03-20 18:42:56
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1441634 Avago Technologies Ltd AVGO Semiconductors & Related Devices (3674) 000000000
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207927 T John Dickson C/o Avago Technologies U.s. Inc.
1320 Ridder Park Drive
San Jose CA 95131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2015-03-18 19,116 $33.94 23,364 No 4 M Direct
Ordinary Shares Disposition 2015-03-18 19,116 $128.24 4,248 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (Right to Buy) Disposition 2015-03-18 19,116 $0.00 19,116 $33.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-01-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 4,124 Indirect See Footnote
  1. Transaction executed in multiple trades at prices ranging from $128.00 to $128.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  2. Shares held by The Dickson Family Trust U/A Dated 10/24/2006, for which the Reporting Person serves as a Trustee.
  3. The option is fully vested and exercisable.