Filing Details
- Accession Number:
- 0001209191-15-028320
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-03-20 18:21:40
- Reporting Period:
- 2015-02-12
- Filing Date:
- 2015-03-20
- Accepted Time:
- 2015-03-20 18:21:40
- Original Submission Date:
- 2015-02-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412043 | Opower Inc. | OPWR | Services-Prepackaged Software (7372) | 260542549 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1602094 | Daniel Yates | C/O Opower, Inc.. 1515 North Courthouse Road, 8Th Floor Arlington VA 22201 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-02-12 | 4,946 | $13.03 | 1,601,187 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2015-02-13 | 7,437 | $13.39 | 1,593,750 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Footnotes
- These sales on February 12, 2014 and February 13, 2014 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on June 12, 2014.
- This sale price represents the weighted average sale price of the shares sold ranging from $12.75 to $13.21 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- These are corrected balances of the Yates-Whitman 2013 Annuity Trust #1 as of February 12 and February 13, 2015.
- Shares held by the Yates-Whitman 2013 Annuity Trust #1.
- This sale price represents the weighted average sale price of the shares sold ranging from $13.05 to $13.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
