Filing Details
- Accession Number:
- 0001593678-15-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-20 17:33:28
- Reporting Period:
- 2009-09-01
- Filing Date:
- 2015-03-20
- Accepted Time:
- 2015-03-20 17:33:28
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1286180 | Peter Halt | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Svp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-09-01 | 9,000 | $0.00 | 12,555 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-06-15 | 15,000 | $13.53 | 29,471 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-06-15 | 15,000 | $37.75 | 14,471 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-15 | 916 | $37.75 | 13,555 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-06 | 1,000 | $39.00 | 12,555 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-02 | 1,887 | $43.48 | 10,690 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-09-01 | 9,000 | $0.00 | 19,690 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2010-09-02 | 849 | $43.09 | 18,841 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-09-17 | 3,750 | $13.53 | 22,591 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-17 | 3,750 | $42.97 | 18,841 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-09-17 | 22 | $42.97 | 18,819 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-20 | 3,750 | $13.53 | 22,569 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-20 | 3,750 | $57.11 | 18,819 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-03 | 10,000 | $13.53 | 28,819 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-03 | 10,000 | $62.95 | 18,819 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-01 | 1,938 | $60.92 | 18,819 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-03 | 1,668 | $63.52 | 17,151 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-01 | 775 | $0.00 | 17,926 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2011-04-04 | 3,000 | $13.53 | 20,926 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-04 | 3,000 | $52.56 | 17,926 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 5,000 | $13.53 | 22,926 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-11 | 5,000 | $57.22 | 17,926 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-06 | 3,500 | $13.53 | 21,426 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-06 | 3,500 | $55.07 | 17,926 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-09-01 | 9,000 | $0.00 | 26,926 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-09-02 | 2,174 | $46.95 | 24,752 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-01 | 11,500 | $0.00 | 36,737 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2012-03-02 | 290 | $35.04 | 36,447 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2008-06-01 | 45,000 | $0.00 | 45,000 | $13.53 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-06-15 | 15,000 | $0.00 | 15,000 | $13.53 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-09-17 | 3,750 | $0.00 | 3,750 | $13.53 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-20 | 3,750 | $0.00 | 3,750 | $13.53 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-03 | 10,000 | $0.00 | 10,000 | $13.53 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-04-04 | 3,000 | $0.00 | 3,000 | $13.53 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-11 | 5,000 | $0.00 | 5,000 | $13.53 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-06-06 | 3,500 | $0.00 | 3,500 | $13.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,000 | 2013-06-01 | No | 4 | A | Direct | |
| 30,000 | 2013-06-01 | No | 4 | M | Direct | |
| 26,250 | 2013-06-01 | No | 4 | M | Direct | |
| 22,500 | 2013-06-01 | No | 4 | M | Direct | |
| 12,500 | 2013-06-01 | No | 4 | M | Direct | |
| 9,500 | 2013-06-01 | No | 4 | M | Direct | |
| 4,500 | 2013-06-01 | No | 4 | M | Direct | |
| 1,000 | 2013-06-01 | No | 4 | M | Direct |
Footnotes
- Form 4 is being filed to correct the Company's administrative error resulting in failures to timely file applicable Forms 4 for the transactions and dates shown.
- Granted September 1, 2009, this restricted stock award vests over four years with 25% vesting on each anniversary of the grant date.
- Includes 1,887 and 1,668 shares purchased pursuant to the company's Employee Stock Purchase Plan on January 30, 2009 and July 31, 2009, respectively.
- Includes 1,916 shares purchased pursuant to the company's Employee Stock Purchase Plan on January 29, 2010.
- Shares sold pursuant to Mr. Halt's 10b5-1 plan dated May 12, 2010.
- Includes 22 shares purchased pursuant to the company's Employee Stock Purchase Plan on July 30, 2010.
- Granted September 1, 2010, this restricted stock award vests over four years with 25% vesting on each anniversary of the grant date.
- Shares sold to pay tax obligations resulting from the vesting of restricted stock awards..
- Sold pursuant to Mr. Halt's 10b5-1 plan dated November 18, 2010..
- Sold pursuant to Mr. Halt's 10b5-1 plan dated November 22, 2010..
- Includes 1,938 shares purchased pursuant to the company's Employee Stock Purchase Plan on January 31, 2011.
- Granted March 1, 2011, this restricted stock award vests 100% on the anniversary of the grant date.
- Sold pursuant to Mr. Halt's 10b5-1 plan dated March 13, 2011..
- Granted September 1, 2011, this restricted stock award vests over four years with 25% vesting on each anniversary of the grant date.
- Granted March 1, 2012, this restricted stock award vests over four years with 25% vesting on each anniversary of the grant date.
- Includes 485 shares purchased pursuant to the company's Employee Stock Purchase Plan on January 31, 2012.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
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