Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-03-19 20:00:13
Reporting Period:
Filing Date:
Accepted Time:
2015-03-19 20:00:13
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1589526 Blue Bird Corp BLBD Truck & Bus Bodies (3713) 000000000
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519536 J Daniel Hennessy C/o Hennessy Capital Llc
10 South Wacker Dr., Suite 3175
Chicago IL 60606
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-17 943,453 $0.00 1,615,703 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Disposition 2015-03-17 9,434,538 $0.00 4,717,269 $5.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,690,462 2015-03-26 2020-02-24 No 4 S Indirect
  1. As contemplated by a letter agreement, dated September 21, 2014, between the registrant and Hennessy Capital Partners I LLC ("HCPI"), HCPI exchanged 9,434,538 warrants of the registrant for 943,453 shares of the registrant's common stock.
  2. These securities are held directly by HCPI. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC, the managing member of HCPI. Mr. Hennessy may be deemed the beneficial owner of the securities held by HCPI and has sole voting and dispositive control over such securities. Mr. Hennessy disclaims beneficial ownership over any securities owned by HCPI in which he does not have a pecuniary interest.