Filing Details
- Accession Number:
- 0001209191-15-027970
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-19 17:36:08
- Reporting Period:
- 2015-03-11
- Filing Date:
- 2015-03-19
- Accepted Time:
- 2015-03-19 17:36:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1621563 | Summit Materials Inc. | SUM | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 471984212 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1440948 | W. Thomas Hill | C/O Summit Materials, Inc. 1550 Wynkoop Street, 3Rd Floor Denver CO 80202 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2015-03-17 | 10,000 | $18.00 | 10,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | LP Units of Summit Materials Holdings L.P. | Acquisiton | 2015-03-11 | 318,994 | $0.00 | 318,994 | $0.00 |
| Class A Common Stock | LP Units of Summit Materials Holdings L.P. | Acquisiton | 2015-03-11 | 1,266,265 | $0.00 | 1,266,265 | $0.00 |
| Class A Common Stock | Warrants | Acquisiton | 2015-03-11 | 29,463 | $0.00 | 29,463 | $18.00 |
| Class A Common Stock | Options (right to buy) | Acquisiton | 2015-03-11 | 559,181 | $0.00 | 559,181 | $18.00 |
| Class A Common Stock | Options (right to buy) | Acquisiton | 2015-03-11 | 726,933 | $0.00 | 726,933 | $18.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 318,994 | No | 4 | A | Direct | ||
| 1,266,265 | No | 4 | A | Indirect | ||
| 29,463 | 2025-03-11 | No | 4 | A | Direct | |
| 559,181 | 2025-03-11 | No | 4 | A | Direct | |
| 726,933 | 2025-03-11 | No | 4 | A | Direct |
Footnotes
- Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058) (the "Registration Statement")) for shares of the issuer's Class A common stock on a one-for-one basis.
- These securities were acquired in connection with the reclassification of the interests of Summit Material Holdings L.P. prior to the issuer's initial public offering (as more fully described in the Registration Statement).
- Reflects securities held by a trust for the benefit of Mr. Hill's family, for which Mr. Hill's spouse serves as trustee.
- The warrants are exercisable beginning on the first anniversary of the closing of the issuer's initial public offering.
- The options vest in four equal annual installments beginning on March 11, 2016.
- The options vest upon the achievement of certain vesting events more fully described in the Registration Statement.
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