Filing Details

Accession Number:
0001140361-15-012681
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-19 17:29:17
Reporting Period:
2015-03-17
Filing Date:
2015-03-19
Accepted Time:
2015-03-19 17:29:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1562214 Zais Group Holdings Inc. ZAIS Investment Advice (6282) 461314400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1347653 Bruce R Cameron 535 Madison Avenue, 19Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $.0001 Acquisiton 2015-03-17 12,836 $0.01 33,836 No 4 P Indirect By Wife
Class A Common Stock, Par Value $.0001 Disposition 2015-03-17 374,318 $0.01 289,124 No 4 S Indirect By Broad Hollow Investors LLC
Class A Common Stock, Par Value $.0001 Acquisiton 2015-03-17 81,210 $0.01 81,210 No 4 P Indirect As trustee of Foote Family Education Trust dated February 18, 2015
Class A Common Stock, Par Value $.0001 Disposition 2015-03-17 15,000 $0.01 15,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Wife
No 4 S Indirect By Broad Hollow Investors LLC
No 4 P Indirect As trustee of Foote Family Education Trust dated February 18, 2015
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, Par Value $.0001 28,125 Indirect By Broad Hollow LLC
Footnotes
  1. Mr. Cameron is the husband of the holder of the shares and has voting and dispositive power over the shares.
  2. Tartan Farm Corp. is the managing member of Broad Hollow LLC and Broad Hollow Investors LLC. Mr. Cameron is the President of Tartan Farm Corp. and has voting and dispositive power over the shares. Mr. Cameron discalms beneficial ownership of the shares, except to the extent of his pecuniary interest in the shares.
  3. Mr. Cameron is the trustee of the holder of the shares and has voting and dispositive power over the shares. Mr. Cameron disclaims beneficial ownership of the shares.