Filing Details

Accession Number:
0001094891-15-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-19 16:18:56
Reporting Period:
2015-03-17
Filing Date:
2015-03-19
Accepted Time:
2015-03-19 16:18:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1562214 Zais Group Holdings Inc. ZAIS Investment Advice (6282) 461314400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1634131 D.quant Special Opportunities Fund, Lp 1515 Ormsby Station Court
Louisville KY 40223
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-03-17 3,492,745 $0.01 9,207,056 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct