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Filing Details

Accession Number:
0001209191-15-027865
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-19 16:17:06
Reporting Period:
2015-03-17
Filing Date:
2015-03-19
Accepted Time:
2015-03-19 16:17:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403568 Ulta Salon Cosmetics & Fragrance Inc. ULTA Retail-Retail Stores, Nec (5990) 363685240
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216436 S Robert Guttman 1000 Remington Blvd
Suite 120
Bolingbrook IL 60440
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-17 1,370 $150.92 23,037 No 4 S Direct
Common Stock Acquisiton 2015-03-17 4,650 $6.29 27,687 No 4 M Direct
Common Stock Disposition 2015-03-17 4,650 $150.82 23,037 No 4 S Direct
Common Stock Acquisiton 2015-03-17 5,000 $6.29 28,307 No 4 M Direct
Common Stock Acquisiton 2015-03-17 4,757 $14.41 32,794 No 4 M Direct
Common Stock Acquisiton 2015-03-17 3,743 $26.71 36,537 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-03-17 4,650 $6.29 4,650 $6.29
Common Stock Stock Option (right to buy) Disposition 2015-03-17 5,000 $6.29 5,000 $6.29
Common Stock Stock Option (right to buy) Disposition 2015-03-17 4,757 $14.41 4,757 $14.41
Common Stock Stock Option (right to buy) Disposition 2015-03-17 3,743 $26.71 3,743 $26.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,350 2019-03-24 No 4 M Direct
5,350 2019-03-24 No 4 M Direct
15,150 2019-09-09 No 4 M Direct
13,802 2020-09-08 No 4 M Direct
Footnotes
  1. Weighted average price based on trades completed with prices between $150.92 and $150.93. Reporting person shall undertake to provide a report of the shares sold at each price within the rage upon request of the SEC staff, the issuer or any security holder of the issuer.
  2. Weighted average price based on trades completed with prices between $150.70 and $150.911. Reporting person shall undertake to provide a report of the shares sold at each price within the rage upon request of the SEC staff, the issuer or any security holder of the issuer.
  3. The options, representing a right to purchase a total of 20,000 shares, vest 25% on each anniversary date of the 03/24/2009 grant date.
  4. The options, representing a right to purchase a total of 20,000 shares, vest 25% on each anniversary date of the 09/09/2009 grant date.
  5. The options, representing a right to purchase a total of 18,000 shares, vest 25% on each anniversary date of the 09/08/2010 grant date.