Filing Details

Accession Number:
0000351834-15-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-19 14:58:41
Reporting Period:
2015-03-17
Filing Date:
2015-03-19
Accepted Time:
2015-03-19 14:58:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
351834 Sunopta Inc. STKL Wholesale-Farm Product Raw Materials (5150) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248306 R Steven Bromley 2838 Bovaird Drive West
Brampton A6 L7A 0H2
Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2015-03-17 90,000 $1.64 298,309 No 4 M Direct
Commons Shares Disposition 2015-03-17 34,563 $10.38 263,746 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Options Disposition 2015-03-17 90,000 $0.00 90,000 $1.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-05-14 2015-05-14 No 4 M Direct
Footnotes
  1. These stock options were set to expire during a blackout period during which officers of the issuer are not permitted to trade in the issuer's shares. The reporting person elected to exercise these stock options on March 17, 2015 in order to ensure their exercise prior to the beginning of the blackout period.