Filing Details

Accession Number:
0001140361-15-012586
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-19 11:23:00
Reporting Period:
2013-06-14
Filing Date:
2015-03-19
Accepted Time:
2015-03-19 11:23:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357971 Energy Services Of America Corp ESOA Water, Sewer, Pipeline, Comm & Power Line Construction (1623) 204606266
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472606 S Nester Logan 75 West 3Rd Avenue
Huntington WV 25701
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-14 20,000 $0.00 346,309 No 4 P Direct
Preferred Stock, Series A Acquisiton 2013-06-14 8 $0.00 8 No 4 P Direct
Common Stock Acquisiton 2013-08-02 15,000 $0.00 361,309 No 4 P Direct
Preferred Stock, Series A Acquisiton 2013-08-02 6 $0.00 14 No 4 P Direct
Common Stock Acquisiton 2015-02-18 2,900 $1.20 364,209 No 4 P Direct
Common Stock Acquisiton 2015-02-19 5,500 $1.25 369,709 No 4 P Direct
Common Stock Acquisiton 2015-02-19 1,600 $1.30 371,309 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Units consisting of one shares of 6.0% Convertible Cumulative Perpetual Preferred Stock, Series A and 2,500 shares of common stock were purchased at a price of $25,000 per Unit.
  2. Series A Preferred Stock will be convertible into shares of common stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.