Filing Details
- Accession Number:
- 0001171843-15-001491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-18 21:37:40
- Reporting Period:
- 2015-03-11
- Filing Date:
- 2015-03-18
- Accepted Time:
- 2015-03-18 21:37:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1365216 | Sucampo Pharmaceuticals Inc. | SCMP | Pharmaceutical Preparations (2834) | 133929237 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1474553 | William Ashton | 4520 East West Highway, 3Rd Floor Bethesda MD 20814 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2015-03-11 | 30,000 | $4.99 | 30,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-03-11 | 30,000 | $17.32 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2015-03-11 | 20,000 | $3.56 | 20,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-03-11 | 20,000 | $17.32 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2015-03-11 | 9,600 | $4.41 | 9,600 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-03-11 | 9,600 | $17.32 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2015-03-11 | 13,500 | $4.41 | 13,500 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-03-11 | 13,500 | $17.32 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2015-03-11 | 904 | $7.71 | 904 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-03-11 | 904 | $17.32 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2015-03-12 | 19,096 | $7.71 | 19,096 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-03-12 | 19,096 | $17.55 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2015-03-12 | 20,000 | $8.62 | 20,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-03-12 | 20,000 | $17.55 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2015-03-12 | 16,666 | $6.80 | 16,666 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-03-12 | 16,666 | $17.55 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-03-11 | 30,000 | $0.00 | 30,000 | $4.99 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-03-11 | 20,000 | $0.00 | 20,000 | $3.56 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-03-11 | 9,600 | $0.00 | 9,600 | $4.41 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-03-11 | 13,500 | $0.00 | 13,500 | $4.41 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-03-11 | 904 | $0.00 | 904 | $7.71 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-03-12 | 19,096 | $0.00 | 19,096 | $7.71 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-03-12 | 20,000 | $0.00 | 20,000 | $8.62 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-03-12 | 16,666 | $0.00 | 16,666 | $6.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 110,000 | 2019-10-15 | No | 4 | M | Direct | |
| 90,000 | 2020-05-20 | No | 4 | M | Direct | |
| 80,400 | 2021-05-02 | No | 4 | M | Direct | |
| 66,900 | 2021-05-02 | No | 4 | M | Direct | |
| 65,996 | 2022-05-25 | No | 4 | M | Direct | |
| 46,900 | 2022-05-25 | No | 4 | M | Direct | |
| 26,900 | 2023-05-22 | No | 4 | M | Direct | |
| 10,234 | 2024-05-09 | No | 4 | M | Direct |
Footnotes
- The option vested in 12 equal quarterly installments beginning on January 15, 2010.
- The option vested in 12 equal monthly installments beginning on June 20, 2010.
- The option vested 4,800 shares on June 4, 2013 and 4,800 shares on January 15, 2015.
- The option vested in 12 equal monthly installments beginning on June 2, 2011.
- The option vested in 12 equal monthly installments beginning on June 25, 2012.
- The option vested in 12 equal monthly installments beginning on June 22, 2013.
- The option vested in 12 equal monthly installments beginning on June 9, 2014.
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