Filing Details

Accession Number:
0001170362-15-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-18 17:45:35
Reporting Period:
2015-03-17
Filing Date:
2015-03-18
Accepted Time:
2015-03-18 17:45:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1080709 Arena Pharmaceuticals Inc ARNA Pharmaceutical Preparations (2834) 232908305
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1170362 W Steven Spector C/O Arena Pharmaceuticals, Inc.
6154 Nancy Ridge Drive
San Diego CA 92121
Evp, General Counsel & Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-17 65,302 $1.49 193,341 No 4 M Direct
Common Stock Acquisiton 2015-03-17 4,698 $1.81 198,039 No 4 M Direct
Common Stock Disposition 2015-03-17 70,000 $5.00 128,039 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-03-17 65,302 $0.00 65,302 $1.49
Common Stock Employee Stock Option (right to buy) Disposition 2015-03-17 4,698 $0.00 4,698 $1.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
79,698 2021-03-15 No 4 M Direct
495,302 2022-03-19 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
  2. The options vested in four equal annual installments, beginning on March 15, 2012, and became exercisable once vested.
  3. The options vest in four equal annual installments, and are exercisable once vested. The first and second installments became exercisable on March 19, 2013, and 2014, respectively, and the third and fourth installments vest on March 19, 2015, and 2016, respectively.