Filing Details

Accession Number:
0001179110-15-005178
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-18 16:43:52
Reporting Period:
2015-03-16
Filing Date:
2015-03-18
Accepted Time:
2015-03-18 16:43:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
745732 Ross Stores Inc ROST Retail-Family Clothing Stores (5651) 941390387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238932 S James Fassio 5130 Hacienda Drive
Dublin CA 94568
President, Chief Dev. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-16 10,000 $13.91 226,298 No 4 M Direct
Common Stock Disposition 2015-03-16 10,000 $107.14 216,298 No 4 S Direct
Common Stock Acquisiton 2015-03-16 11,171 $0.00 227,469 No 4 A Direct
Common Stock Disposition 2015-03-16 1,259 $106.85 226,210 No 4 F Direct
Common Stock Acquisiton 2015-03-16 7,875 $0.00 234,085 No 4 A Direct
Common Stock Disposition 2015-03-16 887 $106.85 233,198 No 4 F Direct
Common Stock Disposition 2015-03-16 3,569 $0.00 229,629 No 5 G Direct
Common Stock Disposition 2015-03-17 47,839 $106.38 181,790 No 4 F Direct
Common Stock Disposition 2015-03-17 43,843 $0.00 137,947 No 5 G Direct
Common Stock Acquisiton 2015-03-16 3,569 $0.00 208,206 No 5 G Indirect by Trust A
Common Stock Acquisiton 2015-03-17 43,843 $0.00 252,049 No 5 G Indirect by Trust A
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 5 G Direct
No 4 F Direct
No 5 G Direct
No 5 G Indirect by Trust A
No 5 G Indirect by Trust A
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-03-16 10,000 $0.00 10,000 $13.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,000 2016-03-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 90,000 Indirect by Trust B
Footnotes
  1. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $107.13 to $107.19, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.
  2. Option is exercisable as it vests in monthly increments beginning the first full month from date of grant with a vested ratio of 1/72 for the first year, 2/72 for the second year and 3/72 for the third year.
  3. Securities held in the name of James S. Fassio Revocable Trust.
  4. Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.
  5. Shares issued pursuant to the settlement of a performance share award under the terms of the 2008 Equity Incentive Plan. Shares vest 30% on settlement date of March 16, 2015, 30% on March 16, 2016 and 40% on March 16, 2017.