Filing Details

Accession Number:
0001209191-15-026882
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-17 14:18:01
Reporting Period:
2015-03-12
Filing Date:
2015-03-17
Accepted Time:
2015-03-17 14:18:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492426 Horizon Pharma Plc HZNP Pharmaceutical Preparations (2834) 272179987
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1342821 Jeff Himawan 21 Waterway Avenue, Suite 225
The Woodlands TX 77380
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-12 690,369 $4.31 690,369 No 4 X Indirect See Foot note
Common Stock Disposition 2015-03-12 135,805 $4.04 554,564 No 4 D Indirect See Foot note
Common Stock Disposition 2015-03-12 197,277 $22.59 357,287 No 4 S Indirect See Foot note
Common Stock Disposition 2015-03-13 357,287 $22.35 0 No 4 S Indirect See Foot note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect See Foot note
No 4 D Indirect See Foot note
No 4 S Indirect See Foot note
No 4 S Indirect See Foot note
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Disposition 2015-03-12 690,369 $0.00 690,369 $4.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
690,369 2012-03-02 2017-03-02 No 4 X Indirect
Footnotes
  1. Represents shares underlying warrants. Essex Woodlands Health Ventures Fund, VII, L.P. (the "Fund") exercised warrants for 690,369 shares. Shares received by the Fund are net of shares withheld, as described in footnote (3), due to net exercise of warrants.
  2. The securities are held directly by the Fund. The Reporting Person is a manager of Essex Woodlands Health Ventures VII, L.L.C., which is the general partner of Essex Woodlands Health Ventures VII, L.P., the general partner of the Fund. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  3. Represents 135,805 shares withheld in connection with the net exercise of warrants. Such shares are held by the issuer in satisfaction of the warrant's exercise price and did not involve any sale of shares by the Fund.
  4. Price Range of $22.41 to $22.90.
  5. Price Range of $22.20 to $22.62.