Filing Details

Accession Number:
0000950138-15-000253
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-16 17:55:58
Reporting Period:
2015-03-12
Filing Date:
2015-03-16
Accepted Time:
2015-03-16 17:55:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890491 Barnes & Noble Inc BKS Retail-Miscellaneous Shopping Goods Stores (5940) 061196501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1038859 S Mitchell Klipper C/o Barnes & Noble, Inc.
122 Fifth Avenue
New York NY 10011
Ceo, B&n Retail Group No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-12 20,700 $23.70 56,576 No 4 S Direct
Common Stock Disposition 2015-03-13 14,116 $23.78 42,460 No 4 S Direct
Common Stock Disposition 2015-03-16 5,037 $23.81 37,423 No 4 S Direct
Common Stock Disposition 2015-03-16 100 $23.70 37,323 No 4 S Direct
Common Stock Disposition 2015-03-16 16,137 $23.51 21,186 No 4 S Direct
Common Stock Disposition 2015-03-16 21,186 $23.34 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,262 Indirect By 401(k) Plan
Footnotes
  1. The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.70 to $23.72, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.75 to $23.84, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
  3. The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.80 to $23.83, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
  4. The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.55, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.
  5. The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.28 to $23.46, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4.
  6. Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of December 31, 2014. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.