Filing Details

Accession Number:
0001209191-15-026295
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-16 11:10:25
Reporting Period:
2015-03-13
Filing Date:
2015-03-16
Accepted Time:
2015-03-16 11:10:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1245791 Gi Dynamics Inc. GID Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1502902 Anne Keating 25 Hartwell Avenue
Lexington MA 02421
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-13 26,000 $0.52 51,660 No 4 P Indirect By Stratford Gem Pty Ltd (Superannuation Fund)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Stratford Gem Pty Ltd (Superannuation Fund)
Footnotes
  1. Represents the purchase of 130,000 of the Company's Chess Depositary Interests (CDIs), trading on the Australian Securities Exchange (the "ASX"). Each CDI represents an interest in 1/5 of an underlying share of Common Stock of the Company.
  2. The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a USD equivalent, adjusting for the ratio of 1 share of Common Stock per 5 CDIs, using the exchange rate as published by the Reserve Bank of Australia in effect on the date of purchase.
  3. Represents 258,300 of the Company's CDIs, trading on the ASX. Each CDI represents an interest in 1/5 of an underlying share of Common Stock of the Company.