Filing Details

Accession Number:
0001159154-15-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-13 20:16:08
Reporting Period:
2015-03-11
Filing Date:
2015-03-13
Accepted Time:
2015-03-13 20:16:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1159154 Republic Airways Holdings Inc RJET Air Transportation, Scheduled (4512) 061449146
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1290868 C Wayne Heller 8909 Purdue Road, Suite 300
Indianapolis IN 46268
Evp & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2015-03-11 14,912 $12.86 68,000 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-03-12 49,321 $12.70 117,321 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2015-03-12 49,321 $13.20 68,000 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-03-12 3,334 $10.29 71,334 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2015-03-12 3,334 $13.20 68,000 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2015-03-13 25,333 $0.00 42,667 No 4 D Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-03-13 100,679 $12.70 143,346 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2015-03-13 100,679 $13.51 42,667 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-03-13 6,666 $10.29 49,333 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2015-03-13 6,666 $13.51 42,667 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2015-03-13 42,667 $13.51 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 D Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Employee Stock Option (right to buy) Disposition 2015-03-12 49,321 $0.00 49,321 $12.70
Common Stock, Par Value $0.001 Per Share Employee Stock Option (right to buy) Disposition 2015-03-12 3,334 $0.00 3,334 $10.29
Common Stock, Par Value $0.001 Per Share Employee Stock Option (right to buy) Disposition 2015-03-11 100,679 $0.00 100,679 $12.70
Common Stock, Par Value $0.001 Per Share Employee Stock Option (right to buy) Disposition 2015-03-13 6,666 $0.00 6,666 $10.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,679 2018-12-07 No 4 M Direct
6,666 2023-03-11 No 4 M Direct
0 2018-12-07 No 4 M Direct
0 2023-03-11 No 4 M Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.71 to $13.00,inclusive. The reporting person undertakes to provide Republic Airways Holdings Inc., any security holder of Republic Airways Holdings Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.44 to $13.59,inclusive. The reporting person undertakes to provide Republic Airways Holdings Inc., any security holder of Republic Airways Holdings Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.57,inclusive. The reporting person undertakes to provide Republic Airways Holdings Inc., any security holder of Republic Airways Holdings Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The option vested over a three year period beginning January 1, 2009.
  5. 3,334 and 3,333 of the shares underlying the option vested and became exercisable on March 11, 2014 and March 11, 2015,respectively. 3,333 of the shares underlying the option became exercisable on March 13, 2015, due to the acceleration of vesting related to separation agreement.