Filing Details
- Accession Number:
- 0001209191-15-026153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-13 18:12:45
- Reporting Period:
- 2015-03-12
- Filing Date:
- 2015-03-13
- Accepted Time:
- 2015-03-13 17:12:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944809 | Opko Health Inc. | OPK | Pharmaceutical Preparations (2834) | 752402409 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1356197 | Adam Logal | 4400 Biscayne Blvd. Miami FL 33137 | Sr. Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-12 | 60,000 | $1.16 | 60,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-12 | 4,767 | $14.60 | 55,233 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 35,000 | $1.65 | 90,233 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-12 | 3,956 | $14.60 | 86,277 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-03-13 | 24 | $14.56 | 86,253 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-13 | 576 | $14.61 | 85,677 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-13 | 500 | $14.62 | 85,177 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-13 | 38,888 | $14.64 | 46,289 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-13 | 1,500 | $14.65 | 44,789 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-03-12 | 60,000 | $0.00 | 60,000 | $1.16 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-03-12 | 35,000 | $0.00 | 35,000 | $1.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-05 | 2016-05-04 | No | 4 | M | Direct |
| 0 | 2012-04-28 | 2015-04-27 | No | 4 | M | Direct |
Footnotes
- Represents number of shares withheld by the Company at the direction of the reporting person for the payment of exercise price. The reporting person has retained the net number of shares issued upon the exercise of the option (55,233 shares).
- Closing market price of the Company's common stock on the transaction date.
- Represents number of shares withheld by the Company at the direction of the reporting person for the payment of exercise price. The reporting person has retained the net number of shares issued upon the exercise of the option (31,044 shares).
- The reporting person sold the Common Stock to satisfy federal and/or state income tax obligations in connection with his acquisition of shares of OPKO Common Stock through net exercise on March 12, 2015.
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