Filing Details

Accession Number:
0001209191-15-026052
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-13 16:25:52
Reporting Period:
2015-03-11
Filing Date:
2015-03-13
Accepted Time:
2015-03-13 16:25:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Security Brokers, Dealers & Flotation Companies (6211) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
934992 L Jonathan Steinberg C/O Wisdomtree Investments, Inc.
245 Park Avenue, 35Th Floor
New York NY 10167
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-11 437,500 $0.70 6,472,470 No 4 M Direct
Common Stock Disposition 2015-03-11 262,500 $20.87 6,209,970 No 4 S Direct
Common Stock Acquisiton 2015-03-12 437,500 $0.70 6,647,470 No 4 M Direct
Common Stock Disposition 2015-03-12 262,500 $20.73 6,384,970 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-03-11 437,500 $0.00 437,500 $0.70
Common Stock Stock Option (right to buy) Disposition 2015-03-12 437,500 $0.00 437,500 $0.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
437,500 2019-01-25 No 4 M Direct
0 2019-01-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 798 Indirect By Spouse
Footnotes
  1. Includes restricted stock awards which vest as to (i) 75,421 shares on January 22, 2016, (ii) 37,538 shares on January 28, 2016, (iii) 51,772 shares on each of January 14, 2016 and 2017, (iv) 37,539 shares on January 28, 2017 and (v) 37,550 shares on January 28, 2018.
  2. The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $20.555 to $21.19, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
  3. The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $20.47 to $21.225, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.
  4. Exercisable as to 437,500 shares on each of January 26, 2010, 2011, 2012 and 2013.