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Filing Details

Accession Number:
0001209191-15-025687
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-12 17:25:16
Reporting Period:
2015-03-10
Filing Date:
2015-03-12
Accepted Time:
2015-03-12 17:25:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175483 Newcastle Investment Corp NCT Real Estate Investment Trusts (6798) 810559116
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1124465 A Randal Nardone 1345 Avenue Of The Americas
46Th Floor
New York NY 10105
Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series B Cumulative Redeemable Preferred Stock Disposition 2015-03-10 13,110 $25.76 15,435 No 4 S Indirect Drawbridge DSO Securities LLC
Series B Cumulative Redeemable Preferred Stock Disposition 2015-03-11 15,435 $25.81 0 No 4 S Indirect Drawbridge DSO Securities LLC
Series C Cumulative Redeemable Preferred Stock Disposition 2015-03-10 2,692 $24.77 0 No 4 S Indirect Drawbridge DSO Securities LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Drawbridge DSO Securities LLC
No 4 S Indirect Drawbridge DSO Securities LLC
No 4 S Indirect Drawbridge DSO Securities LLC
Footnotes
  1. These shares were sold by Drawbridge DSO Securities LLC. Mr. Nardone does not personally own these shares or have any voting or investment power over these shares. However, Mr. Nardone may be deemed to be the beneficial owner of these shares of preferred stock by virtue of his relationship to Drawbridge DSO Securities LLC. Mr. Nardone disclaims beneficial ownership of any securities of the issuer held by these entities except to the extent of his pecuniary interest therein.