Filing Details

Accession Number:
0001181431-15-004532
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-12 16:12:17
Reporting Period:
2015-03-10
Filing Date:
2015-03-12
Accepted Time:
2015-03-12 16:12:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1451547 Orlando Nick Rowe 1025 Laurel Oak Road
Voorhees NJ 08043
Svp, Central Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-10 4,583 $34.12 31,272 No 4 M Direct
Common Stock Disposition 2015-03-10 4,583 $52.23 26,689 No 4 S Direct
Common Stock Acquisiton 2015-03-10 2,415 $39.45 29,104 No 4 M Direct
Common Stock Disposition 2015-03-10 2,415 $52.23 26,689 No 4 S Direct
Common Stock Disposition 2015-03-10 6,071 $52.18 20,618 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Disposition 2015-03-10 4,583 $0.00 4,583 $34.12
Common Stock Employee stock option (right to buy) Disposition 2015-03-10 2,415 $0.00 2,415 $39.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-12-31 No 4 M Direct
2,416 2019-12-31 No 4 M Direct
Footnotes
  1. Includes 139 shares purchased under the American Water Works Company, Inc.'s Nonqualified Employee Stock Purchase Plan.
  2. The option award granted on February 23, 2012, representing a right to purchase 13,748 shares, vested in three equal installments on January 1, 2013, 2014 and 2015.
  3. 9,165 shares of this option award were previously exercised and reported.
  4. The option award granted on February 21, 2013, representing a right to purchase 7,246 shares, vests in three equal installments on January 1, 2014, 2015 and 2016.
  5. 2,415 shares of this option award were previously exercised and reported.