Filing Details

Accession Number:
0001104659-15-019157
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-12 16:05:25
Reporting Period:
2015-03-10
Filing Date:
2015-03-12
Accepted Time:
2015-03-12 16:05:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1265131 Hilltop Holdings Inc. HTH State Commercial Banks (6022) 841477939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504840 R James Huffines 200 Crescent Court, Suite 1330
Dallas TX 75201
Plainscapital Corp. Pres & Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-10 5,000 $19.21 337,420 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 47,000 Indirect By James Huffines 1994 Trust
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.16 to $19.2297, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any security holder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
  2. Includes 12,028 shares held in a self-directed individual retirement account.
  3. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares.