Filing Details
- Accession Number:
- 0001023128-15-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-11 18:51:41
- Reporting Period:
- 2015-03-11
- Filing Date:
- 2015-03-11
- Accepted Time:
- 2015-03-11 18:51:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1023128 | Lithia Motors Inc | LAD | Retail-Auto Dealers & Gasoline Stations (5500) | 930572810 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1466436 | O Susan Cain | 150 N. Bartlett Medford OR 97501 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2015-03-11 | 1,833 | $8.92 | 13,864 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-03-11 | 1,833 | $88.41 | 12,031 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-03-11 | 1,833 | $0.00 | 1,833 | $8.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-04-28 | 2015-06-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,000 | Indirect | by Trust |
Footnotes
- Represents the weighted average share price of the Issuer's common stock sold in the price range of $88.300 to $88.460. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
- Shares held by The Cain Family Trust
Billionaire Hedge Funds
