Filing Details

Accession Number:
0001140361-15-011285
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-11 13:13:41
Reporting Period:
2015-03-10
Filing Date:
2015-03-11
Accepted Time:
2015-03-11 13:13:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1566897 Diamond Resorts International Inc. DRII Hotels & Motels (7011) 461750895
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1283072 Guggenheim Capital Llc 227 West Monroe
Suite 4900
Chicago IL 60606
No No Yes No
1425498 Guggenheim Partners, Llc 227 West Monroe
Suite 4900
Chicago IL 60606
No No Yes No
1425852 Guggenheim Partners Investment Management, Llc 100 Wilshire Boulevard, &nbsp5Th Floor
Santa Monica CA 90401
No No Yes No
1581086 Guggenheim Partners Investment Management Holdings, Llc 330 Madison Avenue
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Disposition 2015-03-10 1,687,000 $0.00 9,651,566 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. The shares of common stock were sold in an underwritten public offering in which selling stockholders sold an aggregate of 6,700,000 shares of common stock to the underwriter at a price per share of $32.99, of which 5,184,418 shares were sold to the public at a price of $33.75 per share and 1,515,582 shares were repurchased by the Issuer at the price per share at which the underwriter purchased shares from the selling stockholders.
  2. These shares of Common Stock are held directly by DRP Holdco, LLC. These shares of Common Stock may be deemed to be beneficially owned by the following, each of whom is a Reporting Person: Guggenheim Partners Investment Management, LLC ("GPIM"), which, via its relationship with the managing members of DRP Holdco, LLC, whose unanimous consent is required for decisions regarding assets held by DRP Holdco, LLC and who have granted full investment discretion and voting authority to GPIM over their units in DRP Holdco, LLC, exercises complete voting and dispositive power over the shares of Common Stock held by DRP Holdco, LLC; Guggenheim Partners Investment Management Holdings, LLC ("GPIMH"), as the majority owner of GPIM; Guggenheim Partners, LLC, as the majority indirect owner of GPIMH; and Guggenheim Capital, LLC, as the sole owner of Guggenheim Partners, LLC.
  3. Each of the reporting persons disclaims beneficial ownership of the shares of Common Stock held by members of such group, except to the extent of such reporting person's pecuniary interest therein, and this statement shall not be construed as an admission that such reporting person is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose.