Filing Details
- Accession Number:
- 0001214659-15-002172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-10 17:30:11
- Reporting Period:
- 2015-03-07
- Filing Date:
- 2015-03-10
- Accepted Time:
- 2015-03-10 17:30:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921582 | Imax Corp | IMAX | Photographic Equipment & Supplies (3861) | 980140269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403180 | Joseph Sparacio | Imax Corporation Suite 2100, 110 East 59Th Street New York NY 10022 | Exec Vp & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2015-03-07 | 4,687 | $0.00 | 11,921 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2015-03-07 | 3,396 | $0.00 | 15,317 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2015-03-09 | 1,990 | $33.85 | 13,327 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2015-03-09 | 1,442 | $33.85 | 11,885 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | restricted share units | Acquisiton | 2015-03-07 | 14,423 | $0.00 | 14,423 | $0.00 |
| Common Shares | stock options (to buy) | Acquisiton | 2015-03-07 | 17,935 | $33.80 | 17,935 | $33.80 |
| Common Shares | restricted share units | Disposition | 2015-03-07 | 4,687 | $0.00 | 4,687 | $0.00 |
| Common Shares | restricted share units | Disposition | 2015-03-07 | 3,396 | $0.00 | 3,396 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,423 | 2018-12-01 | No | 4 | A | Direct | |
| 17,935 | 2022-03-07 | No | 4 | A | Direct | |
| 10,313 | 2015-03-07 | 2016-12-01 | No | 4 | M | Direct |
| 13,585 | 2015-03-07 | 2017-12-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares (Opening Balance) | 7,234 | Direct |
Footnotes
- Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
- Mr. Sparacio is reporting the sale of 3,432 common shares to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit
- Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
- Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
- The restricted share units vest and will be converted to common shares in four installments 2,884 on March 7, 2016; 3,605 on each of March 7, 2017 and March 7, 2018 and 4,329 on December 1, 2018.
- The stock options become exercisable in four installments: 3,587 on March 7, 2016, 4,483 on each of March 7, 2017 and March 7, 2018 and 5,382 on March 7, 2019.
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