Filing Details

Accession Number:
0001140361-15-011146
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-10 16:27:29
Reporting Period:
2015-03-06
Filing Date:
2015-03-10
Accepted Time:
2015-03-10 16:27:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771497 Abm Industries Inc ABM Services-To Dwellings & Other Buildings (7340) 941369354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1508164 K Tracy Price 551 Fifth Avenue
Suite 300
New York NY 10176
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-06 23,009 $19.09 105,590 No 4 M Direct
Common Stock Disposition 2015-03-06 23,009 $29.40 82,581 No 4 S Direct
Common Stock Disposition 2015-03-08 5,634 $29.37 76,947 No 4 F Direct
Common Stock Acquisiton 2015-03-09 316 $19.09 77,263 No 4 M Direct
Common Stock Disposition 2015-03-09 316 $29.43 76,947 No 4 S Direct
Common Stock Acquisiton 2015-03-09 16,892 $18.31 93,839 No 4 M Direct
Common Stock Disposition 2015-03-09 16,892 $29.43 76,947 No 4 S Direct
Common Stock Acquisiton 2015-03-09 6,648 $25.30 83,595 No 4 M Direct
Common Stock Disposition 2015-03-09 6,648 $29.43 76,947 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2015-03-06 23,009 $0.00 23,009 $19.09
Common Stock Stock Options Disposition 2015-03-09 316 $0.00 316 $19.09
Common Stock Stock Options Disposition 2015-03-09 16,892 $0.00 16,892 $18.31
Common Stock Stock Options Disposition 2015-03-09 6,648 $0.00 6,648 $25.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,092 2018-09-13 No 4 M Direct
7,776 2018-09-13 No 4 M Direct
16,893 2019-10-11 No 4 M Direct
19,947 2020-09-06 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.36 to $29.46, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.28 to $29.58, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
  3. Includes 46,353 RSUs, and DERs related to the RSUs, 6,542 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, 2,330 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, and DERs related thereto. Adjustments have also been made to reflect the cumulative effect of fractional shares and the final performance achievement related to performance shares granted on 3/8/2012.
  4. Stock options granted under the 2006 Equity Incentive Plan.
  5. 25% exercisable on 9/13/2012 and 25% on the anniversary date of each of the following three years.
  6. 25% exercisable on 10/11/2013 and 25% on the anniversary date of each of the following three years.
  7. 25% exercisable on 9/6/2014 and 25% on the anniversary date of each of the following three years.