Filing Details

Accession Number:
0000086115-15-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-10 12:11:12
Reporting Period:
2015-03-09
Filing Date:
2015-03-10
Accepted Time:
2015-03-10 12:11:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
86115 Safeguard Scientifics Inc SFE Investors, Nec (6799) 231609753
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1178460 A Julie Dobson 435 Devon Park Drive, Building 800
Wayne PA 19087-1945
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-09 4,166 $15.84 20,498 No 4 M Direct
Common Stock Acquisiton 2015-03-09 4,166 $7.14 24,664 No 4 M Direct
Common Stock Acquisiton 2015-03-09 4,166 $10.94 28,830 No 4 M Direct
Common Stock Disposition 2015-03-09 12,498 $18.26 16,332 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-03-09 4,166 $0.00 4,166 $7.14
Common Stock Stock Option (right to buy) Disposition 2015-03-09 4,166 $0.00 4,166 $10.94
Common Stock Stock Option (right to buy) Disposition 2015-03-09 4,166 $0.00 4,166 $15.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-07-23 2016-07-23 No 4 M Direct
0 2010-08-31 2017-08-31 No 4 M Direct
0 2008-05-24 2015-05-24 No 4 M Direct
Footnotes
  1. The price reported is the average sale price for the shares. The shares were sold at prices ranging from $18.13 to $18.38 Reporting person will provide, upon the request of the SEC staff, the issuer or its shareowners, full information regarding the number of shares sold at each separate price.