Filing Details

Accession Number:
0000874015-15-000036
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-09 19:25:42
Reporting Period:
2015-03-05
Filing Date:
2015-03-09
Accepted Time:
2015-03-09 19:25:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874015 Isis Pharmaceuticals Inc ISIS Pharmaceutical Preparations (2834) 330336973
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206369 Iii Joseph Klein C/O Isis Pharmaceuticals, Inc.
2855 Gazelle Court
Carlsbad CA 92010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-05 3,750 $9.22 4,845 No 4 M Direct
Common Stock Acquisiton 2015-03-05 3,750 $9.30 8,595 No 4 M Direct
Common Stock Acquisiton 2015-03-05 2,500 $12.94 11,095 No 4 M Direct
Common Stock Disposition 2015-03-05 7,000 $70.95 4,095 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (right to buy) Disposition 2015-03-05 3,750 $0.00 3,750 $9.22
Common Stock Director Stock Option (right to buy) Disposition 2015-03-05 3,750 $0.00 3,750 $9.30
Common Stock Director Stock Option (right to buy) Disposition 2015-03-05 2,500 $0.00 2,500 $12.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-07-01 2020-06-30 No 4 M Direct
3,750 2012-07-01 2021-06-30 No 4 M Direct
5,937 2013-07-02 2022-07-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100 Indirect By son
Footnotes
  1. Acquired as a result of exercising a stock option.
  2. The sale was a result of shares owned. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.8500 to $71.0300, inclusive. The reporting person undertakes to provide to Isis Pharmaceuticals, Inc., any security holder of Isis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) on this Form 4.
  3. Grant of 7/1/2011 to reporting person of stock options under the Isis Pharmacueticals, Inc. Amended & Restated 2002 Non-Employee Directors' Stock Option Plan. The option vests and becomes exercisable in four equal annual installments, the first installment vesting on 7/1/2012. The option shal be fully vested and exercisable on 7/1/2015. Following the reported option exercise, the option was exercisable as to 0 shares on 3/5/2015.
  4. The sale was made pursuant to shares owned.
  5. Grant of 7/2/2012 to reporting person of stock options under the Isis Pharmacueticals, Inc. Amended & Restated 2002 Non-Employee Directors' Stock Option Plan. The option vests and becomes exercisable in four equal annual installments, the first installment vesting on 7/2/2013. The option shal be fully vested and exercisable on 7/2/2016. Following the reported option exercise, the option was exercisable as to 313 shares on 3/5/2015.