Filing Details

Accession Number:
0000914760-15-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-09 17:22:12
Reporting Period:
2015-03-06
Filing Date:
2015-03-09
Accepted Time:
2015-03-09 17:22:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1581607 Roi Acquisition Corp. Ii ROIQU Blank Checks (6770) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566939 E. George Hall 601 Lexington Avenue
51St Floor
New York NY 10022
Chief Investment Officer Yes Yes Yes No
1567109 Clinton Magnolia Master Fund, Ltd. 601 Lexington Avenue
51St Floor
New York NY 10022
Yes No No No
1584551 Geh Capital Inc. 601 Lexington Avenue
51St Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-06 695,312 $0.01 2,085,938 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. Up to 585,938 shares will be subject to forfeiture unless (i) the last sales price of the Issuer's common stock equals or exceeds $13.00 per share (as adjusted for share splits, share dividends, reorganizations, recapitalizations and the like) for any 20 trading days within at least one 30-trading day period within 5 years following the closing of the Issuer's initial business combination or (ii) the Issuer completes a liquidation, merger, stock exchange or other similar transaction that results in all of its stockholders having the right to exchange their shares of common stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like).
  2. By GEH Capital, Inc., an entity wholly owned by George E. Hall.