Filing Details

Accession Number:
0001140361-15-010907
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-09 14:48:02
Reporting Period:
2015-03-03
Filing Date:
2015-03-09
Accepted Time:
2015-03-09 14:48:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
867665 Abraxas Petroleum Corp AXAS Crude Petroleum & Natural Gas (1311) 742584033
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529731 Jr William George Krog 18803 Meisner Drive
San Antonio TX 78258
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Abraxas Petroleum Common Stock Acquisiton 2015-03-06 2,787 $3.21 14,354 No 4 P Indirect 401-K
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect 401-K
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Abraxas Petroleum Common Stock Employee Stock Option Acquisiton 2015-03-03 100,000 $3.16 100,000 $3.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2016-03-03 2025-03-03 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Abraxas Petroleum Common Stock 99,244 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Abraxas Petroleum Common Stock Employee Stock Option $3.15 2014-03-11 2024-03-11 21,000 21,000 Direct
Abraxas Petroleum Common Stock Employee Stock Option $2.39 2015-03-11 2024-03-11 20,000 20,000 Direct
Abraxas Petroleum Common Stock Employee Stock Option $4.59 2009-09-23 2015-09-23 25,000 25,000 Direct
Abraxas Petroleum Common Stock Employee Stock Option $6.05 2010-03-24 2016-03-24 5,000 5,000 Direct
Abraxas Petroleum Common Stock Employee Stock Option $3.60 2011-08-28 2017-08-28 8,829 8,829 Direct
Abraxas Petroleum Common Stock Employee Stock Option $0.99 2010-03-17 2019-03-17 10,000 10,000 Direct
Abraxas Petroleum Common Stock Employee Stock Option $1.75 2010-10-05 2019-10-05 26,775 26,775 Direct
Abraxas Petroleum Common Stock Employee Stock Option $4.72 2012-03-12 2021-03-15 10,000 10,000 Direct
Abraxas Petroleum Common Stock Employee Stock Option $2.09 2011-03-16 2020-03-16 12,700 12,700 Direct
Abraxas Petroleum Common Stock Employee Stock Option $3.74 2013-03-08 2022-03-08 9,500 9,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-03-11 21,000 21,000 Direct
2024-03-11 20,000 20,000 Direct
2015-09-23 25,000 25,000 Direct
2016-03-24 5,000 5,000 Direct
2017-08-28 8,829 8,829 Direct
2019-03-17 10,000 10,000 Direct
2019-10-05 26,775 26,775 Direct
2021-03-15 10,000 10,000 Direct
2020-03-16 12,700 12,700 Direct
2022-03-08 9,500 9,500 Direct
Footnotes
  1. 401-K shares acquired as a result of Abraxas Petroleum Corporations safe harbor match for calendar year 2014.
  2. Options vest at 25% per year beginning one year from date of grant.