Filing Details
- Accession Number:
- 0001209191-15-023971
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 14:10:05
- Reporting Period:
- 2013-04-30
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 14:10:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1109153 | Tristar Wellness Solutions Inc. | TWSI | Non-Operating Establishments (9995) | 912027724 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582963 | John Linderman | 10 Saugatuck Ave. Westport CT 06880 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-15 | 194,445 | $0.90 | 2,069,445 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2013-04-30 | 50,000 | $0.00 | 50,000 | $2.74 |
| Common Stock | Warrants | Acquisiton | 2013-08-15 | 87,500 | $0.00 | 87,500 | $2.19 |
| Common Stock | Warrants | Acquisiton | 2013-12-31 | 550,000 | $0.00 | 550,000 | $1.00 |
| Common Stock | Warrants | Acquisiton | 2014-11-14 | 5,000 | $0.00 | 5,000 | $0.25 |
| Common Stock | Warrants | Acquisiton | 2015-03-03 | 120,000 | $0.00 | 120,000 | $0.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2013-04-30 | 2019-04-01 | No | 4 | A | Direct |
| 87,500 | 2013-08-15 | 2017-04-30 | No | 4 | A | Direct |
| 550,000 | 2013-12-31 | 2018-12-31 | No | 4 | A | Direct |
| 5,000 | 2014-11-14 | 2019-04-30 | No | 4 | A | Direct |
| 120,000 | 2015-03-03 | 2020-02-28 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,875,000 | Indirect | NorthStar Consumer Products, LLC |
Footnotes
- NorthStar Consumer Products, LLC ("NCP") directly owns 3,750,000 shares of the Issuer's Common Stock. The Reporting Person is a 50% owner of NCP, and, as such, is deemed to benefically own 1,875,000 shares of the Issuer's Common Stock.
- On April 15, 2014, Private Trust Company Custodian for Pensco Trust Company for the Benefit of John Linderman IRA acquired 194,445 shares of the Issuer's Common Stock.
- The Warrants were issued to the Reporting Person in lieu of receiving cash compensation in the amount of $137,000.
- The Warrants were issued to the Reporting Person in lieu of receiving cash compensation in the amount of $191,625.
- The Warrants were issued to the Reporting Person in lieu of receiving cash compensation in the amount of $550,000.
- The Warrants were issued to the Reporting Person in lieu of extending terms on a note that had expired in the amount of $1,250.
- The Warrants were issued to the Reporting Person in lieu of receiving cash compensation in the amount of $120,000.
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